RTP Version 2.01 Specification

Howard Motteler

We present a data format for driving radiative transfer calculations and manipulating atmospheric profiles. Calculated and observed radiances may be included as optional fields, allowing for the representation of basic co-location datasets. An implementation as HDF 4 Vdatas is given, including Fortran, C, and Matlab application interfaces.

Introduction

The Radiative Transfer Profile (RTP) format is a data format for sets of atmospheric profiles, optionally paired with calculated and/or observed radiances. The format consists of a header record and an array of profile records. It was derived from the GENLN2 user profile format, extened with selected AIRS level 2 field definitions. RTP is currently implemented as HDF 4 Vdatas and as structure arrays in Fortran, C, and Matlab.

The format is intended to give a well-defined interface to radiative transfer codes, allowing for the specification of just the information needed for such calculations. It allow for modularity of both radiative transfer codes and of other tools for manipulating profiles, including tools for field selection, level interpolation and level-to-layer translations, translation of units, and building composite profiles from multiple sources. The RTP specification has some flexibility in the field set actually saved to disk, both to save space and to provide compatibility across file versions. The optional observation fields may be used to build simple co-location datasets.

The RTP format definition

The RTP format consists of a header record with information about all the profiles in a file, and one or more profiles saved as an array of records. Field definitions for the header and profile records are given below. These names are both the names of the Vdata fields and the Fortran, C, and Matlab structure fields, with the exception of the constituent arrays, as discussed below. Depending on the application, only a subset of the fields described here need be present in an RTP file. Fields are matched by field name, and no particular order for the header or profile fields is assumed.

RTP Header Fields
 field name   short description       data type         units
 ----------   ------------------     -----------       -------
 ptype        profile type           scalar int32     see note [1]
 pfields      profile field set      scalar int32     see note [2]

 pmin         min plevs value        scalar float32   millibars
 pmax         max plevs value        scalar float32   millibars
 ngas         number of gases        scalar int32     [0,MAXGAS]
 glist        constituent gas list   ngas   int32     HITRAN gas ID
 gunit   [3]  constituent gas units  ngas   int32     gas unit code

 pltfid       platform ID            scaler int32     platform code
 instid       instrument ID          scaler int32     instrument code
 nchan        number of channels     scalar int32     count
 ichan        channel numbers        nchan  int32     [0,MAXCHAN]
 vchan        channel center freq.   nchan  float32   cm^-1
 vcmin        channel set min freq.  scalar float32   cm^-1
 vcmax        channel set max freq.  scalar float32   cm^-1

 iudef        user-defined array     MAXIUDEF int32   undefined
 itype        user-defined integer   scaler int32     undefined

Notes:

 [1] ptype values are
        1. level profile       LEVPRO = 0
        2. layer profile       LAYPRO = 1
        3. AIRS pseudo-layers  AIRSLAY = 2

 [2] RTP profile fields are organized in five groups
        1. profile data              PROFBIT = 1
        2. calculated IR radiances   IRCALCBIT = 2
        3. observed IR radiances     IROBSVBIT = 4
     For example, a profile with both calculated and observed IR
     radiances would have pfields = PROFBIT + IRCALCBIT + IROBSVBIT

 [3] For suggested gas units code see file ``gas_units_code.txt''
Rtp Profile Fields: Surface Data
 field name   short description       data type         units
 ----------   ------------------     -----------       -------
 plat         profile latitude       scalar float32   [-90 to 90] deg.
 plon         profile longitude      scalar float32   [-180 to 360] deg.
 ptime        profile time           scalar float64   TAI  

 stemp        surface temperature    scalar float32   Kelvins
 salti        surface altitude       scalar float32   meters
 spres        surface pressure       scalar float32   millibars
 landfrac     land fraction          scalar float32   [0 to 1]
 landtype     land type code         scalar int32     land code

 wspeed       wind speed             scalar float32   meters/sec

 nemis [1]    number of emis. pts    scalar int32     [0,MAXEMIS]
 efreq [1]    emissivity freq's      nemis  float32   cm^-1
 emis         surface emissivity     nemis  float32   [0 to 1]
 rho          surface reflectance    nemis  float32   [0 to 1]

Notes:

   [1] The nemis and efreq data is also used with cloud emis & rho.
Profile Fields -- Atmospheric Data
 field name   short description         data type         units
 ----------   ------------------       -----------       -------
 nlevs        number of press lev's    scalar int32     [0,MAXLEV]
 plevs        pressure levels          nlevs  float32   millibars
 palts        level altitudes          nlevs  float32   meters
 ptemp        temperature profile      nlevs  float32   Kelvins
 gas_<i> [1]  gas amount               nlevs  float32   HEAD.gunit
 gtotal       total column gas amount  ngas   float32   undefined
 gxover       gas crossover press      ngas   float32   millibars
 txover       temp crossover press     scalar float32   millibars
 co2ppm       CO2 mixing ratio         scalar float32   PPMV

Notes:

 [1] There is one field here for each constituent in a file; the 
     constituents are listed in the header field glist.  The Fortran 
     API presents this data as [ngas x nlevs] array ``gamnt''.
Profile Fields -- Cloud Data
 field name   short description       data type         units
 ----------   ------------------     -----------       -------
 clrflag      clear flag             scalar int32     [0,1] or clear code

 ctype   [1]  cloud type code        scalar int32     cloud code
 cfrac   [2]  cloud fraction         scalar float32   [0 to 1]
 cemis   [2]  cloud top emissivity   nemis  float32   [0 to 1]
 crho    [2]  cloud top reflectance  nemis  float32   [0 to 1]
 cprtop  [2]  cloud top pressure     scalar float32   millibars
 cprbot       cloud bottom pressure  scalar float32   millibars
 cngwat       cloud non-gas water    scalar float32   g/m^2
 cpsize       cloud particle size    scalar float32   microns
 cstemp  [2]  cloud surface temp     scalar float32   Kelvins

 ctype2  [1]  cloud2 type code       scalar int32     cloud code
 cfrac2  [2]  cloud2 fraction        scalar float32   [0 to 1]
 cemis2  [2]  cloud2 top emissivity  nemis  float32   [0 to 1]
 crho2   [2]  cloud2 top reflectance nemis  float32   [0 to 1]
 cprtop2 [2]  cloud2 top pressure    scalar float32   millibars
 cprbot2      cloud2 bottom pressure scalar float32   millibars
 cngwat2      cloud2 non-gas water   scalar float32   g/m^2
 cpsize2      cloud2 particle size   scalar float32   microns
 cstemp2 [2]  cloud2 surface temp    scalar float32   Kelvins
 cfrac12      cloud1+2 fraction      scalar float32   [0 to 1]

Notes:

 [1] For suggested cloud type codes see file ``cloud_code.txt''

 [2] These cloud fields may instead be used for alternate surfaces.
Profile Fields -- Common Radiance Data
 field name   short description       data type         units
 ----------   ------------------     -----------       -------
 pobs         observer pressure      scalar float32   millibars
 zobs         observer height        scalar float32   meters
 upwell       radiation direction    scalar int32     1=up, 2=down
 scanang      IR scan/view angle     scalar float32   [-90 to 90] deg.
 satzen       IR zenith angle        scalar float32   [0 to 180] deg.
 satazi       IR azimuth angle       scalar float32   [-180 to 180] deg.

 solzen       sun zenith angle       scalar float32   [0 to 180] deg.
 solazi       sun azimuth angle      scalar float32   [-180 to 180] deg.
 sundist      sun-Earth distance     scalar float32   meters
 glint        glint distance         scalar float32   meters
Profile Fields -- Radiance Data
 field name   short description       data type         units
 ----------   ------------------     -----------       -------
 rlat         radiance obs lat.      scalar float32   [-90 to 90] deg.
 rlon         radiance obs lon.      scalar float32   [-180 to 360] deg. 
 rtime        radiance obs time      scalar float64   TAI

 findex       file (granule) index   scalar int32     index
 atrack       along-track index      scalar int32     index
 xtrack       cross-track index      scalar int32     index
 ifov         field of view index    scalar int32     index

 robs1        observed IR rad.       nchan  float32   mW/m^2/cm^-1/str
 calflag      calibration flag       nchan  uchar8    see text
 robsqual     radiance quality       scalar int32     undefined
 freqcal      frequency calibration  scalar float32   undefined

 rcalc        calculated IR rad.     nchan  float32   mW/m^2/cm^-1/str
Profile Fields -- User Defined Data
 field name   short description       data type         units
 ----------   ------------------     -----------       -------
 pnote        profile annotation     MAXPNOTE char8   undefined
 udef         user-defined array     MAXUDEF float32  undefined
 iudef        user-defined array     MAXIUDEF int32   undefined
 itype        user-defined integer   scalar int32     undefined

Levels and Layers

For level profiles, nlevs is the number of levels and plevs the pressure levels; the nlevs temperature and constituent fields contain level values. For layer profiles, nlevs is the number of layer boundaries, plevs is the boundary pressures, and the nlevs$ - 1$ temperature and constituent fields contain layer values. The palts field, if used, is altitudes for the pressure levels, for either level or layer profiles.

The header field ptype flags the profile as being a level profile, a layer profile, or a profile using AIRS pseudo-layers, with the following values.

Level Definitions
level profile          LEVPRO = 0
layer profile          LAYPRO = 1
AIRS pseudo-layers     AIRSLAY = 2

A convention that lower indices correspond to lower pressures is suggested but not required. The header fields pmax and pmin are intended to hold the max and min level pressures over all profiles, or some upper and lower bound on these values.

Constituents

Constituent fields are named with their HITRAN gas IDs, with gas_1 water, gas_2 CO$_2$, and so on. A list of HITRAN gas IDs is given in an appendix. The header field glist gives a list of the constituent ID’s for the constituents present in the file. The default constituent unit is PPMV.

The Fortran and C application interfaces represent constituents as a 2D array gamnt whose rows are layers and whose columns are gas ID index, rather than as a set of separate fields gas_<i> as they are actually saved in the file; the gas_<i> fields are the columns of the 2D gamnt array.

There are a wide variety of constituent units in current use; in consideration of this we have added a gunit array to the header, assigning a unit code for each constituent and allowing at least the potential for automatic conversions. These unit codes are given in gas_units_code.txt. This file is included in the RTP distribution, but the most up-to-date version can be found in the SARTA fast radiative transfer package.

Note that only a small subset of possible constituents are typically recognized and processed by fast models for radiative transfer calculation, typically water, ozone, and perhaps methane, CO$_2$, and CO; see the documentation of the relevant radiative transfer code for more information.

Field Sets and Sizes

Individual profiles may have varying pressures levels, emissivity, reflectance, and surface brightness temperature sets. All profiles in a file are assumed to have the same constituent set, and if radiances are present all profiles have the same channel set.

RTP fields may be scalars or one-dimensional arrays; this is a limitation of the underlying HDF Vdata format. Most arrays have an associated size field. If this size field is in the header, as in the case of ngas or nchan then it is assumed to be the same for all profiles, while if the size field is in a profile, as in the case of nlevs or nemis, then it applies only to that profile.

The size of array fields in the RTP HDF Vdata implementation may in some cases be bigger than what is specified by the associated size field. This can happen because the HDF Vdata format requires a single size be associated with each field, which then has to be at least the max of all the actual field sizes. Because of this, when a size-field is avaliable its value should be used instead of the possibly larger Vdata field size.

The field set for RTP is not required to be fixed to precisely the fields listed here. Fields are matched by field name, and no particular order for the header or profile fields is assumed

Field Groups

The pfields field in the header is used by the C/Fortran API to control what which field groups will be written to a file. Profile fields are organized as five groups,

Field Groups
1. profile data             PROFBIT = 1
2. calculated radiances     IRCALCBIT = 2
3. observed radiances       IROBSVBIT = 4

These groups can occur in any combination. The associated numbers are bit fields, set in pfields if the associated data is present in the file. Thus for example profile data with calculated and observed radiances would be represented as pfields $=$ PROFBIT $+$ IRCALCBIT $+$ IROBSVBIT.

Note that we can have nchan $>0$ and channel data in the header without having either calculated or observed radiances in a file, to specify a set of channels whose radiances are to be calculated later.

HDF Attributes

Attributes are associated either with the header or with the profile record set, and have three parts: the field the attribute is associated with, the attribute name, and the attribute text. In addition to proper field names, the field name “header” is used for general header attributes, and “profile” for general profile attributes.

RTP attributes should typically include such information as title, author, date, and at least a brief descriptive comment. This general information should be set as attributes of the header record. Note that the Fortran/C API uses the 2D gamnt array for constituents; this is not actually a Vdata field, and so can not take an attribute. Attributes may be attached to individual constituents with their gas_<i> names, where <i> is the HITRAN gas ID.

Application Interfaces

The Fortran and C API

The Fortran API consists of four routines: rtpopen, rtpread, rtpwrite, and rtpclose. Documentation for these is included in an appendix. The Fortran API uses static structures whose fields, with a few exceptions noted below, are the same as the RTP fields defined above. Normally, only a subset of the Fortran structure fields will be written, with the header field pfields and the header size fields used to determine what actually goes into a file. When reading data, if a file contains header or profile fields not in the Fortran structure definition, they are simply ignored. Fields that are defined in the Fortran structure but are not in a file are returned as “BAD”, or with the first element BAD, for vectors, while missing size fields are returned as zero.

Attributes are passed to and from the Fortran API in the RTPATTR structure array. The records in this array have three fields: fname, the field name the attribute is to be associated with, aname, the attribute name, and atext, the attribute text. The header attribute field name should be either “header”, for a general attribute or comment, or a particular header field name. Similarly, the attribute profile field name should be either “profiles” or a specific profile field. Attribute strings need to be null-terminated, with char(0), and the record after the last valid record in an attribute set should have fname set to char(0). See ftest1.f for and ftest2.f examples of reading, writing, and updating attributes.

The Fortran structures differer from the Vdata fields in two ways. First, instead of a gas_<i> profile field for each constituent, the Fortran API uses a single array gamnt(MAXLEV,MAXGAS) to pass constituent amounts; the gas_<i> fields from the HDF file are the columns of this array. Second, the Fortran/C RTP header structure includes the following max size fields, which are not actually written to the Vdata header.

Fortran/C RTP Header Structure Max Size Fields
mlevs     max number of levels   scalar int32   [0,MAXLEV] 
memis     max num of emis pts    scalar int32   [0,MAXEMIS]

On a read, these fields are set to the associated profile Vdata field sizes. On a write, they are used to to set the size of the associated Vdata profile fields. They can simply be set to the MAX limits, or to zero if the fields are not used; but using an actual max for the profile set, particularly for mlevs, can give a significant space savings.

A makefile is supplied to build the RTP API routines as a library file librtp.a. A Fortran demo makefile, Makefile.f77 is also provided, to compile the F77 demo programs ftest1.f and ftest2.f and link them with the RTP libraries.

The Matlab API

The RTP Matlab implementation is a fairly direct mapping between Matlab structure arrays and HDF 4 Vdatas. A read will only return those fields that are in the HDF Vdata, and a write will only write the fields in the Matlab structure. The Matlab RTP API is available as part of the ASL package “h4tools”; see the README file there for more information. The main two routines are “rtpread.m” and “rtpwrite.m”, which are a fast and efficient reader and writer of RTP files.

Data Types

Most RTP fields are either 32-bit integers or 32-bit floats, as noted in the field tables, with the exception of the time fields which are 64-bit floats, and the pnote and calflag fields, which are character arrays. The HDF C types are defined in the HDF include file “hdf.h”.

Data Types
HDF type codes     HDF C types      Fortran types
DFNT_INT32          int32           integer*4
DFNT_FLOAT32        float32         real*4
DFNT_FLOAT64        float64         real*8
DFNT_CHAR8          char8           character*<n>
DFNT_UCHAR8         uchar8          character*<n>
FORTRAN Interface: Open RTP files
      rtpopen -- Fortran interface to open RTP files

    SUMMARY

      rtpopen() is used to open an HDF RTP ("Radiative Transfer Profile")
      file for reading or writing profile data.  In addition, it reads or
      writes RTP header data and HDF header and profile attributes. 

    FORTRAN PARAMETERS

      data type             name      short description       direction
      ---------             -----     -----------------       ---------
      CHARACTER *(*)        fname     RTP file name              IN
      CHARACTER *(*)        mode      'c'=create, 'r'=read       IN
      STRUCTURE /RTPHEAD/   head      RTP header structure       IN/OUT
      STRUCTURE /RTPATTR/   hfatt     RTP header attributes      IN/OUT
      STRUCTURE /RTPATTR/   pfatt     RTP profile attributes     IN/OUT
      INTEGER               rchan     RTP profile channel        OUT

    VALUE RETURNED

      0 if successful, -1 on errors

    INCLUDE FILES

      rtpdefs.f -- Fortran header, profile, and attribute structures

    DISCUSSION

      The valid open modes are 'r' to read an existing file and 'c' to
      create a new file.

      HDF attributes are read and written in an array of RTPATTR
      structures, with one structure record per attribute.  Attributes
      should be terminated with char(0), and are returned that way, for
      a read.  The end of the attribute array is flagged with a char(0)
      at the beginning of the fname field.
FORTRAN Interface: Read RTP file
      rtpread -- Fortran interface to read an RTP profile

    SUMMARY

      rtpread reads a profile from an open RTP channel, and returns
      the data in the RTPPROF structure.  Successive calls to rtpread
      return successive profiles from the file, with -1 returned on
      EOF.


    FORTRAN PARAMETERS

      data type             name      short description       direction
      ---------             -----     -----------------       ---------
      INTEGER               rchan     RTP profile channel         IN
      STRUCTURE /RTPPROF/   prof      RTP profile structure       OUT

    VALUE RETURNED

      1 (the number of profiles read) on success , -1 on errors or EOF
FORTRAN Interface: Write RTP file
      rtpwrite -- Fortran interface to write an RTP profile

    SUMMARY

      rtpwrite writes an RTP profile, represented as the contents
      of an RTPPROF structure, to an open RTP channel.  Successive
      calls write successive profiles.

    FORTRAN PARAMETERS

      data type             name      short description       direction
      ---------             -----     -----------------       ---------
      INTEGER               rchan     RTP profile channel         IN
      STRUCTURE /RTPPROF/   prof      RTP profile structure       IN

    VALUE RETURNED

      0 on success, -1 on errors
FORTRAN Interface: Close RTP file
      rtpclose -- Fortran interface to close an RTP open channel

    SUMMARY

      rtpclose finishes up after reading or writing an RTP file, 
      writing out any buffers and closing the HDF interface

    FORTRAN PARAMETERS

      data type     name      short description      direction
      ---------     -----     -----------------      ---------
      INTEGER       rchan     RTP profile channel       IN

    VALUE RETURNED

      0 on success, -1 on errors


    NAME    

      rtpinit -- initialze RTP profile and header structures

    SUMMARY

      rtpinit initializes RTP profile structures with some sensible
      default vaules, and is used when creating a new profile set; it
      should generally not be used when modifying existing profiles.

      rtpinit sets all field sizes to zero, and all data values to
      "BAD", so that only actual values and sizes need to be written

    FORTRAN PARAMETERS

      data type             name      short description       direction
      ---------             -----     -----------------       ---------
      STRUCTURE /RTPHEAD/   head      RTP header structure       OUT
      STRUCTURE /RTPPROF/   prof      RTP profile structure      OUT

    VALUE RETURNED

      rtpinit always returns 0
FORTRAN Interface: RTP Dump File 
         rtpdump -- basic RTP dump utility
      
       USAGE
      
         rtpdump [-achp] [-n k] rtpfile
      
       OPTIONS
      
         -a      dump attributes
         -c      dump RTP channel info
         -h      dump header structure
         -p      dump profile structure
         -n <k>  select profile <k> for channel or profile 
                 structure dumps; the first profile is 1
      
       BUGS

         the output is from debug and error dump routines and is not very
         fancy; the -p option only prints a subset of profile fields
HITRAN Gas List
        Gases from the 1998 HITRAN line database
        
         1 = H2O (water vapor)          17 = HI
         2 = CO2                        18 = ClO
         3 = O3 (ozone)                 19 = OCS
         4 = N2O                        20 = H2CO
         5 = CO                         21 = HOCl
         6 = CH4 (methane)              22 = N2 (nitrogen)
         7 = O2 (oxygen)                23 = HCN
         8 = NO                         24 = CH3Cl
         9 = SO2                        25 = H2O2
        10 = NO2                        26 = C2H2
        11 = NH3 (ammonia)              27 = C2H6
        12 = HNO3                       28 = PH3
        13 = OH                         29 = COF2
        14 = HF                         30 = SF6
        15 = HCl                        31 = H2S
        16 = HBr
        
        Gases represented only by cross-sections
        
        51 = CCl3F (CFC-11)             58 = C2Cl2F4 (CFC-114)
        52 = CCl2F2 (CFC-12)            59 = C2ClF5 (CFC-115)
        53 = CClF3 (CFC-13)             60 = CCl4
        54 = CF4 (CFC-14)               61 = ClONO2
        55 = CHCl2F (CFC-21)            62 = N2O5
        56 = CHClF2 (CFC-22)            63 = HNO4
        57 = C2Cl3F3 (CFC-113)